| 14-02566 | 02/23/2016 | Claimant(s): Edward Andrew, Mark Hepworth
Claimant Lawyers(s): Kim Thorne, Scott A. Stewart
Respondent(s): Southwest Securities.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Daniel C. Dooley, Henry J. Ackels, Joseph Neal Richardson
Hearing Site: Dallas, TX
| | |
| 11-04601 | 09/05/2014 | Claimant(s): Estate of Roberta A. Hott
Claimant Lawyers(s): Bobby M. Rubarts
Respondent(s): Southwest Securities., Mark Hepworth, S&P Investors.
Respondent Lawyers(s): Andrew T. Hepworth, John T. Gerhart
Arbitrator(s): Robert L. Yeager, Jay M. Vogelson, Kerry Wallace Bowman
Hearing Site: Dallas, TX
|  | $0 |
| 11-02785 | 05/04/2012 | Claimant(s): Drew Springer
Claimant Lawyers(s): John T. Gerhart
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Justin J. D'Elia
Arbitrator(s): William E. Hartsfield, Terry Landry, Edward J. Lynch
Hearing Site: Dallas, TX
| | |
| 07-01585 | 02/09/2010 | Claimant(s): Alice Marsalis, Betty Hunter, Billie Wheat, George Hunter, Girven VanPatton, John Abston, Margaret Stanton, Robert Arceneaux, William Holmes
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): George A. Sawyer, Mark A. Myers, Prince C. Chambliss
Hearing Site: Jackson, MS
| | $859,000 |
| 07-03357 | 10/31/2008 | Claimant(s): Gerald Tagge, Gregory Rutherford, Scott Norvell
Claimant Lawyers(s): David A. Domina
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Bruce C. Young, Donald H. Loudon, Mark F. Marshall
Hearing Site: Omaha, NE
| | |
| 05-05747 | 10/23/2008 | Claimant(s): Goodwill Holdings LDC
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Bernard D. Hammer, Kurt D. Steiner, Eric R. Benton
Hearing Site: Houston, TX
| | $0 |
| 06-04808 | 08/27/2008 | Claimant(s): Chestnut Energy Partners., a/k/a
Claimant Lawyers(s): John T. Gerhart
Respondent(s): Thomas Tapia
Respondent Lawyers(s): Thomas Tapia
Arbitrator(s): Joann Peters, Peter J. Conlon, Edward J. Lynch
Hearing Site: Dallas, TX
| | |
| 07-00723 | 12/27/2007 | Claimant(s): John Pennachio, Mark Wells, High Mark Associates., High Mark Insurance and Financial, High Mark Securities.
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Marshall H. Lichtenstein, Robert N. Leitch, Patrick Emery Longan
Hearing Site: Atlanta, GA
| | |
