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FINRA Awards for High Mark Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0044811/17/2020Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): High Mark Securities.
Respondent Lawyers(s): Kenneth R. Wiseman
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
07-0072312/27/2007Claimant(s): John Pennachio, Mark Wells, High Mark Associates., High Mark Insurance and Financial, High Mark Securities.
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Marshall H. Lichtenstein, Robert N. Leitch, Patrick Emery Longan
Hearing Site: Atlanta, GA

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