| 21-01181 | 04/11/2022 | Claimant(s): Chad Durrance, Leslie Durrance
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Andrew J. Melnick
Arbitrator(s): James R. Augustine, Jacquelyn M. Shannon, Philip L. Manczak
Hearing Site: Tampa, FL
|  | $214,640 |
| 21-00834 | 12/20/2021 | Claimant(s): Robert Yahney
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 17-01927 | 02/14/2018 | Claimant(s): Michael Hanke
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 15-02834 | 02/07/2017 | Claimant(s): Michael Hanke
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Langfred W. White, Patricia Gunn, Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 14-03606 | 07/27/2016 | Claimant(s): The Adventure Group Revocable Living
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Lawson Financial Corporation
Respondent Lawyers(s): Daniel P. Dietrich
Arbitrator(s): Roger C. Benson
Hearing Site: Tampa, FL
| | $523,617 |
| 12-01493 | 07/16/2015 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Jack Tagliaferro
Respondent Lawyers(s): Jack Joseph Tagliaferro
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 09-03941 | 07/15/2010 | Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Mark Graham
Respondent Lawyers(s): Daniel P. Dietrich
Arbitrator(s): Benjamin E. Fisher, Ruth C. Adrian, Ian S. Greig
Hearing Site: Tampa, FL
| | |
| 07-00723 | 12/27/2007 | Claimant(s): John Pennachio, Mark Wells, High Mark Associates., High Mark Insurance and Financial, High Mark Securities.
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Marshall H. Lichtenstein, Robert N. Leitch, Patrick Emery Longan
Hearing Site: Atlanta, GA
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