21-01181 | 04/11/2022 | Claimant(s): Chad Durrance, Leslie Durrance Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Andrew J. Melnick Arbitrator(s): James R. Augustine, Jacquelyn M. Shannon, Philip L. Manczak Hearing Site: Tampa, FL
| | $214,640 |
10-05115 | 03/01/2013 | Claimant(s): John Darnell Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Morgan Stanley Respondent Lawyers(s): William Hohauser Arbitrator(s): James R. Augustine, W. Merrill Glasgow, Stacey L. Barnes Hearing Site: Houston, TX
| | $0 |
09-03513 | 06/18/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Monica M. Littman Respondent(s): Jason Cooney Respondent Lawyers(s): Jason Cooney Arbitrator(s): James R. Augustine, John Michael Watson, Nathan Levy Hearing Site: Houston, TX
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08-04613 | 11/19/2009 | Claimant(s): Clifford N. Wade and Margarita D. Wade Claimant Lawyers(s): James A. Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): John W. Mitchell Arbitrator(s): James R. Augustine, R. Phillip Reed, Stuart W. Smith Hearing Site: Birmingham, AL
| | $370,000 |
08-00346 | 02/23/2009 | Claimant(s): Robert Drake Claimant Lawyers(s): Derek C. Anderson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Felicity A. Fowler Arbitrator(s): James R. Augustine, W. Merrill Glasgow, Richard F. Dole Hearing Site: Houston, TX
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07-03093 | 11/17/2008 | Claimant(s): Charles Satterfield Claimant Lawyers(s): Charles M. Satterfield Respondent(s): Bernerd Young, Daniel Bogar, Pamela Beckstrom, Stanford Group Company Respondent Lawyers(s): Stephen H. Lee Arbitrator(s): James R. Augustine, Donald K. Eckhardt, Eric R. Benton Hearing Site: Houston, TX
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06-04981 | 01/22/2008 | Claimant(s): Charmaine M. and Nathan F. Sherrill Claimant Lawyers(s): Robert L. Rolnick Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): James R. Augustine, Stacey L. Barnes, Charles Leonard Smith Hearing Site: Houston, TX
| | $2,000 |