FINRA Awards for Monica M. Littman

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-03215	10/27/2015	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Monica M. Littman Respondent(s): Rino Schena Respondent Lawyers(s): Adam S. Hall Arbitrator(s): John J. Hearn, Elena G. Rodriguez, George R. DeLoach Hearing Site: Miami, FL
14-03322	06/01/2015	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Monica M. Littman Respondent(s): Phillip Conley Respondent Lawyers(s): Phillip Wayne Conley Arbitrator(s): G. Daniel Carney Hearing Site: Pittsburgh, PA
14-01537	12/11/2014	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Monica M. Littman Respondent(s): Claudie Johnson Respondent Lawyers(s): Claudie Johnson Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC
14-00770	10/31/2014	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Monica M. Littman Respondent(s): Gifford Crosby Respondent Lawyers(s): Gifford Winston Crosby Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
12-00192	02/01/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc. Claimant Lawyers(s): Monica M. Littman Respondent(s): Allen Chaves Respondent Lawyers(s): Allen Wayne Chaves Arbitrator(s): Douglas Randall Blohm Hearing Site: Minneapolis, MN
09-03513	06/18/2010	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Monica M. Littman Respondent(s): Jason Cooney Respondent Lawyers(s): Jason Cooney Arbitrator(s): James R. Augustine, John Michael Watson, Nathan Levy Hearing Site: Houston, TX