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FINRA Awards for Phillip Wayne Conley

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0332206/01/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Phillip Conley
Respondent Lawyers(s): Phillip Wayne Conley
Arbitrator(s): G. Daniel Carney
Hearing Site: Pittsburgh, PA
13-0032007/05/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jason Warner
Respondent(s): Phillip Conley
Respondent Lawyers(s): Phillip Wayne Conley
Arbitrator(s): Stuart H. Dunn
Hearing Site: Charleston, WV

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