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FINRA Awards for G. Daniel Carney

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0082805/02/2018Claimant(s): Eric Korhut
Claimant Lawyers(s): David J Weaver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael J. Meeusen, Justin Henry McCarthy, G. Daniel Carney
Hearing Site: Pittsburgh, PA
14-0289102/24/2016Claimant(s): Calvin Griffith, Helen Cherry
Claimant Lawyers(s): John S. Chapman
Respondent(s): Larry Werbel
Respondent Lawyers(s): Scott C. Matasar
Arbitrator(s): Jeffrey M. Bain, G. Daniel Carney, Nancy Fioritto
Hearing Site: Cleveland, OH
Checkmark Icon$100,375
14-0332206/01/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Phillip Conley
Respondent Lawyers(s): Phillip Wayne Conley
Arbitrator(s): G. Daniel Carney
Hearing Site: Pittsburgh, PA
13-0111908/12/2014Claimant(s): Edward South
Claimant Lawyers(s): Edward South #642-211
Respondent(s): M. Wallace
Respondent Lawyers(s): Craig W. Beidler
Arbitrator(s): G. Daniel Carney
Hearing Site: Cleveland, OH
Checkmark Icon$0
12-0013008/14/2013Claimant(s): Angela Pollice, Philip Pollice
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): David Root, Commonwealth Financial Network, D.B. Root & Company
Respondent Lawyers(s): Jay E. Kagan
Arbitrator(s): Thomas C. Wagner, Christopher Lepore, G. Daniel Carney
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
11-0381811/20/2012Claimant(s): George Beard
Claimant Lawyers(s): J. Zachary Zatezalo
Respondent(s): Carrie Bowman, Janney Montgomery Scott LLC
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Mark K. Gubinsky, John T. Meredith, G. Daniel Carney
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
11-0048410/10/2012Claimant(s): James Bordas, Linda Bordas
Claimant Lawyers(s): J. Zachary Zatezalo
Respondent(s): Wells Fargo Advisors, Ernest Coffindaffer
Respondent Lawyers(s): Meredith Cavallaro
Arbitrator(s): Michael R. Stabile, G. Daniel Carney, John P. Abriola
Hearing Site: Pittsburgh, PA
Checkmark Icon$98,250

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