| 11-02404 | 11/22/2013 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Benjamin Alexander, Wells Fargo Advisors Financial Network, Erica Fendlay
Respondent Lawyers(s): Christopher A. Pickett, Meredith Cavallaro, Thomas B. Lewis
Arbitrator(s): N. John Marinack, James J. Puhala, Peter Vincent Marcoline
Hearing Site: Pittsburgh, PA
| | |
| 11-00484 | 10/10/2012 | Claimant(s): James Bordas, Linda Bordas
Claimant Lawyers(s): J. Zachary Zatezalo
Respondent(s): Wells Fargo Advisors, Ernest Coffindaffer
Respondent Lawyers(s): Meredith Cavallaro
Arbitrator(s): Michael R. Stabile, G. Daniel Carney, John P. Abriola
Hearing Site: Pittsburgh, PA
|  | $98,250 |
| 07-02238 | 06/06/2008 | Claimant(s): Rachel Becker
Claimant Lawyers(s): Karen J. Van Ingen
Respondent(s): Carl Wiseman, David Cooper, GKN Securities Corp., Early Bird Capital., Firebrand Financial Group.
Respondent Lawyers(s): Joseph F. Keenan, Meredith Cavallaro
Arbitrator(s): Gary W. Sherbell
Hearing Site: New York, NY
| | $19,590 |
