| 13-02391 | 08/18/2017 | Claimant(s): Jeffrey Walter
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): PNC Investments
Respondent Lawyers(s): Raymond M. Ripple
Arbitrator(s): Jeffrey M. Bain, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
| | |
| 16-03081 | 06/05/2017 | Claimant(s): Robert Lieb
Claimant Lawyers(s): Robert Alan Lieb
Respondent(s): William Miller
Respondent Lawyers(s): William Miller
Arbitrator(s): Michael D. McDowell, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
| | Expungement |
| 15-02937 | 08/02/2016 | Claimant(s): Herman Kahn
Claimant Lawyers(s): Kelsey Hotchkiss
Respondent(s): NFP Advisor Services
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Michael P. Marryshow, Michael S. Berman, John P. Abriola
Hearing Site: Pittsburgh, PA
| | |
| 14-02396 | 02/18/2016 | Claimant(s): Jonathan Freeze
Claimant Lawyers(s): Alan H. Perer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): James J. Puhala, John P. Abriola, Mark Alexander Sipper
Hearing Site: Pittsburgh, PA
| | |
| 11-00484 | 10/10/2012 | Claimant(s): James Bordas, Linda Bordas
Claimant Lawyers(s): J. Zachary Zatezalo
Respondent(s): Wells Fargo Advisors, Ernest Coffindaffer
Respondent Lawyers(s): Meredith Cavallaro
Arbitrator(s): Michael R. Stabile, G. Daniel Carney, John P. Abriola
Hearing Site: Pittsburgh, PA
|  | $98,250 |
| 08-04169 | 02/08/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kevin Walker
Respondent(s): Kenneth Ross, Lloyd Laughlin, Timothy Miller
Respondent Lawyers(s): Brian J. Sommer, Kevin Walker
Arbitrator(s): Kathleen A. Hanula, Harvey Michael Rosenberg, John P. Abriola
Hearing Site: Pittsburgh, PA
| | |
