| 21-00204 | 12/22/2022 | Claimant(s): Carol Boogher, Joel Boogher
Claimant Lawyers(s): Joseph C. Korsak
Respondent(s): Michael Nigro, MML Investors Services
Respondent Lawyers(s): Barry Temkin, Julie E. Ravis
Arbitrator(s): Richard W. Dissen, Michael D. McDowell, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
|  | Expungement |
| 20-01343 | 01/24/2022 | Claimant(s): Denice Azar Revocable Trust
Claimant Lawyers(s): Scott Lane
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert J. Scafuri, Michael D. McDowell, Linda Arlene Michler
Hearing Site: Pittsburgh, PA
| | Expungement |
| 20-00678 | 08/24/2020 | Claimant(s): Lynda Martinsen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Michael D. McDowell
Hearing Site: Buffalo, NY
| | |
| 17-02577 | 04/02/2018 | Claimant(s): Girish Thakar
Claimant Lawyers(s): Armin Sarabi
Respondent(s): A. G. Edwards & Sons., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deidre Wolff, Sarah Yates
Arbitrator(s): Michael D. McDowell
Hearing Site: Pittsburgh, PA
| | |
| 16-00523 | 06/07/2017 | Claimant(s): Joseph Ritz, Susan Ritz
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Charles Correal, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael D. McDowell, Stuart C. Gaul, Carole Katz
Hearing Site: Pittsburgh, PA
| | $110,425 |
| 16-03081 | 06/05/2017 | Claimant(s): Robert Lieb
Claimant Lawyers(s): Robert Alan Lieb
Respondent(s): William Miller
Respondent Lawyers(s): William Miller
Arbitrator(s): Michael D. McDowell, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
| | Expungement |
| 14-02395 | 11/11/2016 | Claimant(s): Evelyn Koury
Claimant Lawyers(s): John R. Orie
Respondent(s): Joy Mitchell, Kevin Flavin, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Michael D. McDowell, William L. White, Max D. Halpern
Hearing Site: Pittsburgh, PA
| | Expungement |
| 12-02683 | 11/11/2013 | Claimant(s): Lee Seidman, Mark Kreindel, Sharon Kreindel, Lee G. Seidman Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): Securities America.
Respondent Lawyers(s): Carmen Brun
Arbitrator(s): James Dale Ellis, Michael D. McDowell, Douglas Lucera Alder
Hearing Site: Cleveland, OH
| | $573,316 |
| 12-01998 | 08/29/2013 | Claimant(s): M. Kerr
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Hunter Associates.
Respondent Lawyers(s): Scott Michael Hare
Arbitrator(s): Gregory P. Szuter, Michael D. McDowell, Paul E. von Geis
Hearing Site: Pittsburgh, PA
| | Stipulated Award and Expungement |
| 09-07206 | 08/31/2011 | Claimant(s): Steven MacDonald
Claimant Lawyers(s): Joseph E. Altomare
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): John W. Eichleay, Michael D. McDowell, Elena M. Colianni
Hearing Site: Pittsburgh, PA
| | |
