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FINRA Awards for Douglas Lucera Alder

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0201701/20/2017Claimant(s): Abed Darwish
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jeffrey M. Bain, Michael S. Jordan, Douglas Lucera Alder
Hearing Site: Cleveland, OH
12-0268311/11/2013Claimant(s): Lee Seidman, Mark Kreindel, Sharon Kreindel, Lee G. Seidman Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): Securities America.
Respondent Lawyers(s): Carmen Brun
Arbitrator(s): James Dale Ellis, Michael D. McDowell, Douglas Lucera Alder
Hearing Site: Cleveland, OH
Checkmark Icon$573,316

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