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FINRA Awards for Robert W. Goehring

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0199808/29/2013Claimant(s): M. Kerr
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Hunter Associates.
Respondent Lawyers(s): Scott Michael Hare
Arbitrator(s): Gregory P. Szuter, Michael D. McDowell, Paul E. von Geis
Hearing Site: Pittsburgh, PA
Checkmark IconStipulated Award and Expungement
10-0136612/10/2010Claimant(s): Ulrich Holeschovsky
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Thomas R. Skulina
Hearing Site: Pittsburgh, PA
Checkmark Icon$21,809
07-0345008/15/2008Claimant(s): Gary Marsico, Gary W. Marsico, IRA
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Clifford E. Marstiller, Michael R. Stabile, Robert G. Geeseman
Hearing Site: Pittsburgh, PA
Checkmark Icon$225
07-0127602/26/2008Claimant(s): Sandra Rizzo, IRA FBO Sandra L. Rizzo
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Ralph L. Corton, Michael R. Stabile, Jared D. Simmer
Hearing Site: Pittsburgh, PA
Checkmark Icon$21,500

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