| 14-00908 | 01/23/2015 | Claimant(s): Wayne D. Atkins
Claimant Lawyers(s): Wayne D. Atkins
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
|  | $0 |
| 14-01522 | 01/06/2015 | Claimant(s): Edward Hom
Claimant Lawyers(s): Edward Hom
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $38 |
| 13-02841 | 10/02/2014 | Claimant(s): Michael Magruder
Claimant Lawyers(s): Michael W. Magruder
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): G. Gale Roberson
Hearing Site: Chicago, IL
| | $300 |
| 13-00365 | 10/10/2013 | Claimant(s): Jason Coles
Claimant Lawyers(s): Christine A. Page
Respondent(s): Wells Fargo Investments, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea, Thomas F. Kopshever
Arbitrator(s): Thomas J. Doherty, Randy R. Maher, Kevin K. Forrester
Hearing Site: San Diego, CA
| | |
| 13-01615 | 09/30/2013 | Claimant(s): Michael McDonough
Claimant Lawyers(s): Michael J. McDonough
Respondent(s): Fidelity Brokerage Services LLC, William Routh
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): David L. Maislen
Hearing Site: Los Angeles, CA
| | $0 |
| 10-01522 | 03/13/2012 | Claimant(s): Robert Schulz IRA
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 10-05193 | 10/12/2011 | Claimant(s): Ronald Altman
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): David Benedict, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY
| | $6,494 |
| 09-06348 | 06/30/2011 | Claimant(s): Joseph and Fionnvala Stockton JTWROS
Claimant Lawyers(s): Kerry L. McGill
Respondent(s): Fidelity Brokerage Services LLC, Thomas Scarbrough
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Michael E. Rohde
Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |
| 10-02887 | 12/30/2010 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Melissa Hegger Shea
Respondent(s): Michael Picarella
Respondent Lawyers(s): Michael Picarella
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | $0 |
| 09-04361 | 07/14/2010 | Claimant(s): Arthur Ruiz Jr. and Patty Ruiz
Claimant Lawyers(s): Arthur Ruiz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Leonard E. Benade
Hearing Site: New Orleans, LA
| | $150 |
