Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00140 | 08/26/2016 | Claimant(s): James Peters Claimant Lawyers(s): Hilton Wiener Respondent(s): Cassandra Woodward, Jeffery Fanning, Marlon Cole, Liberty Partners Financial Services Respondent Lawyers(s): Jeffrey A. Fanning, Executive Rep., Stephanie D. Delia Arbitrator(s): G. Gale Roberson Hearing Site: Chicago, IL |  | $300 |
| 15-03072 | 07/27/2016 | Claimant(s): John Heraty IRA Claimant Lawyers(s): Mark E. Maddox Respondent(s): David Geake, Sagepoint Financial. Respondent Lawyers(s): David A. Baugh, Jodi S. Tesser Arbitrator(s): G. Gale Roberson Hearing Site: Chicago, IL | | Dismissed by Rule 12206 |
| 13-02841 | 10/02/2014 | Claimant(s): Michael Magruder Claimant Lawyers(s): Michael W. Magruder Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Melissa Hegger Shea Arbitrator(s): G. Gale Roberson Hearing Site: Chicago, IL | | $300 |
| 12-02056 | 01/24/2013 | Claimant(s): James Howland Claimant Lawyers(s): James H. Howland Respondent(s): Melvin Securities, L.L.C. Respondent Lawyers(s): Michael Wise Arbitrator(s): G. Gale Roberson Hearing Site: Chicago, IL | ||
| 11-00599 | 07/07/2011 | Claimant(s): Jack Chesler Claimant Lawyers(s): Jack Chesler Respondent(s): The GMS Group Respondent Lawyers(s): Thomas M. Regenye Arbitrator(s): G. Gale Roberson Hearing Site: Chicago, IL | | $38 |
| 09-04508 | 03/15/2010 | Claimant(s): Sheldon Schafer Claimant Lawyers(s): Sheldon L. Schafer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Harper Fertig Robinson Arbitrator(s): G. Gale Roberson Hearing Site: Chicago, IL | | $88 |