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FINRA Awards for Melvin Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0121501/14/2014Claimant(s): James Sondell
Claimant Lawyers(s): James M. Sondell
Respondent(s): Melvin Securities, L.L.C.
Respondent Lawyers(s): Michael Wise
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
12-0205601/24/2013Claimant(s): James Howland
Claimant Lawyers(s): James H. Howland
Respondent(s): Melvin Securities, L.L.C.
Respondent Lawyers(s): Michael Wise
Arbitrator(s): G. Gale Roberson
Hearing Site: Chicago, IL

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