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FINRA Awards for James Peters

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0183802/04/2021Claimant(s): James Peters
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Centaurus Financial., Northwestern Mutual Investment Services
Respondent Lawyers(s): Michael Thomas West, Thomas K. Anderson
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
16-0014008/26/2016Claimant(s): James Peters
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Cassandra Woodward, Jeffery Fanning, Marlon Cole, Liberty Partners Financial Services
Respondent Lawyers(s): Jeffrey A. Fanning, Executive Rep., Stephanie D. Delia
Arbitrator(s): G. Gale Roberson
Hearing Site: Chicago, IL
Checkmark Icon$300

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