| 23-02438 | 10/07/2024 | Claimant(s): William Burks
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J. Carey
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
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| 23-03030 | 08/23/2024 | Claimant(s): Mark Rothstein
Claimant Lawyers(s): Tadeusz McMahon
Respondent(s): LPL Financial LLC, Independent Financial Group., Centaurus Financial.
Respondent Lawyers(s): Jon D. Kaplon, Michael J. Carey, Sarah J. Kreisman
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
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| 23-02926 | 08/05/2024 | Claimant(s): Gregory Richards
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Benchmark Investments, Centaurus Financial., Questar Capital Corporation
Respondent Lawyers(s): Jared Merlin, Katherine C. Donlon, Michael J. Carey
Arbitrator(s): Barbara M. Zak, William B. Morgan, Jeremy Kent Holmes
Hearing Site: Phoenix, AZ
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| 23-02811 | 07/05/2024 | Claimant(s): Lisa Mantei
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J Carey
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
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| 23-02929 | 06/24/2024 | Claimant(s): Atul Makharia
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J. Carey
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
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| 23-02977 | 04/18/2024 | Claimant(s): Daniel Klemm
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J. Carey
Arbitrator(s): Harvey R. Linder
Hearing Site: Columbia, SC
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| 23-01373 | 12/29/2023 | Claimant(s): Jason Hill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan Gless
Arbitrator(s): Frances Johnson Wright
Hearing Site: Oklahoma City, OK
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| 23-00411 | 12/14/2023 | Claimant(s): Clovis Morrison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan A. Gless
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 22-00960 | 10/02/2023 | Claimant(s): Woodie T. Barnes & Lori J. Barnes
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Jeff Kilgore, June Ann Mann, Stanley Edward Williams
Hearing Site: Houston, TX
|  | Expungement |
| 22-01244 | 03/09/2023 | Claimant(s): Kelley Slaught
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
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