| 23-02811 | 07/05/2024 | Claimant(s): Lisa Mantei
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J Carey
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
| | |
| 23-02929 | 06/24/2024 | Claimant(s): Atul Makharia
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J. Carey
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
| | |
| 23-02977 | 04/18/2024 | Claimant(s): Daniel Klemm
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J. Carey
Arbitrator(s): Harvey R. Linder
Hearing Site: Columbia, SC
| | |
| 20-00994 | 01/31/2024 | Claimant(s): Adam Kaplan, Daniel Kaplan
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Amy Goldstein Sessa, Jonathan Sessa, Jordana Sessa
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Bernard Lieberman, John Berton, Lorrie E Whitfield
Hearing Site: New York, NY
|  | $100,000 |
| 20-00569 | 10/01/2021 | Claimant(s): Amherst Pierpont Securities
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Keith Wakefield
Respondent Lawyers(s): Keith Wakefield
Arbitrator(s): George Pinckney Shingler
Hearing Site: Atlanta, GA
| | |
| 20-00995 | 12/10/2020 | Claimant(s): Matthew Dauksza
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): John James McGovern
Hearing Site: Syracuse, NY
| | |
| 19-03841 | 12/08/2020 | Claimant(s): Alex Muscati
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Prudential Equity Group, Morgan Stanley, Wachovia Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anthony Paduano, Christopher M. Sacco, Joelle A. Simms, Patricia E. Cowart
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 19-03276 | 09/16/2020 | Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | |
| 20-00563 | 09/14/2020 | Claimant(s): John Zitzmann
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand, Anthony Paduano
Arbitrator(s): Michael P. Breton
Hearing Site: Boston, MA
| | |
| 19-03202 | 08/19/2020 | Claimant(s): Stephen Chao
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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