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FINRA Awards for Daniel D'Costa

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0280609/11/2024Claimant(s): Steven Prestyly
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Harvey R. Linder, Margaret Verdery Little, Dexter Thomas Laughlin
Hearing Site: Norfolk, VA
23-0338409/03/2024Claimant(s): Kenneth Grover
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Wells Fargo Securities
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Paul E. Dahlman, Eric Gad Forster, Richard Mathew Greenspan
Hearing Site: Salt Lake City, UT
Checkmark Icon$0
23-0292608/05/2024Claimant(s): Gregory Richards
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Benchmark Investments, Centaurus Financial., Questar Capital Corporation
Respondent Lawyers(s): Jared Merlin, Katherine C. Donlon, Michael J. Carey
Arbitrator(s): Barbara M. Zak, William B. Morgan, Jeremy Kent Holmes
Hearing Site: Phoenix, AZ
22-0204609/29/2023Claimant(s): Enrique Lopez
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Steven Akiba Swernofsky, Vincent Vereen, Robert Weston Nuzum
Hearing Site: Houston, TX
21-0268611/18/2022Claimant(s): Jerome Destigter IRA
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Maxim Beliakov
Respondent Lawyers(s): Maxim Beliakov
Arbitrator(s): Deanna M. Tuley
Hearing Site: Omaha, NE
Checkmark Icon$0
18-0375712/11/2020Claimant(s): Allen Chick
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Cape Securities Inc.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Isidoro Berkman, Reuel Kenneth Fish, Sally Ann LaJoie
Hearing Site: Portland, OR
Checkmark IconSettlement

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