23-02926 | 08/05/2024 | Claimant(s): Gregory Richards Claimant Lawyers(s): Daniel D'Costa Respondent(s): Benchmark Investments, Centaurus Financial., Questar Capital Corporation Respondent Lawyers(s): Jared Merlin, Katherine C. Donlon, Michael J. Carey Arbitrator(s): Barbara M. Zak, William B. Morgan, Jeremy Kent Holmes Hearing Site: Phoenix, AZ
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22-02046 | 09/29/2023 | Claimant(s): Enrique Lopez Claimant Lawyers(s): Daniel D'Costa Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Steven Akiba Swernofsky, Vincent Vereen, Robert Weston Nuzum Hearing Site: Houston, TX
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21-02686 | 11/18/2022 | Claimant(s): Jerome Destigter IRA Claimant Lawyers(s): Daniel D'Costa Respondent(s): Maxim Beliakov Respondent Lawyers(s): Maxim Beliakov Arbitrator(s): Deanna M. Tuley Hearing Site: Omaha, NE
| | $0 |
18-03757 | 12/11/2020 | Claimant(s): Allen Chick Claimant Lawyers(s): Daniel D'Costa Respondent(s): Cape Securities Inc. Respondent Lawyers(s): Judy A. Newcomb Arbitrator(s): Isidoro Berkman, Reuel Kenneth Fish, Sally Ann LaJoie Hearing Site: Portland, OR
| | Settlement |