FINRA Awards for Margaret Verdery Little

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02806	09/11/2024	Claimant(s): Steven Prestyly Claimant Lawyers(s): Daniel D'Costa Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Harvey R. Linder, Margaret Verdery Little, Dexter Thomas Laughlin Hearing Site: Norfolk, VA
10-04782	05/08/2012	Claimant(s): Roger Loria, Winifred Loria, Dr. Roger Loria IRA, Mrs. Winifred Loria IRA, Immunitas. Retirement Plan Claimant Lawyers(s): Anne W. Larkin Respondent(s): Arnold Dorman, Elmer Bullis, Next Financial Group. Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Donald B. Vaden, JoAnne Lewis Nolte, Margaret Verdery Little Hearing Site: Richmond, VA		$225,000
08-00489	05/22/2009	Claimant(s): John Francesconi Claimant Lawyers(s): Nicholas J. Bell Respondent(s): Dixon Handwerk, Michael Thaler Respondent Lawyers(s): Andrew Biondi, Debra S. Stafford Arbitrator(s): William F. Etherington, Christopher M. McMurray, Margaret Verdery Little Hearing Site: Richmond, VA		Stipulated Award and Expungement