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FINRA Awards for Curtis E. Pew

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0237502/19/2014Claimant(s): Doris Parsons, Est. of William J. Parsons by Doris N. P
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Wells Fargo Advisors, Virginia Bunton
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael J. Henke
Hearing Site: Raleigh, NC
Checkmark Icon$34,982
12-0268505/07/2013Claimant(s): Michael Pinsent, Susan Kelly
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Robert Kennedy
Respondent Lawyers(s): Robert Joseph Kennedy
Arbitrator(s): David E. Robbins
Hearing Site: New York, NY
Checkmark Icon$325
10-0530505/09/2012Claimant(s): Blossom Durmazer
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Citigroup Global Markets., Stuart Blewett
Respondent Lawyers(s): Harper Robinson
Arbitrator(s): Clarence Smith
Hearing Site: New York, NY
Checkmark Icon$36,945
11-0186312/20/2011Claimant(s): Henry Erlich, Madeline Erlich, Susan Brown
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Trident Partners LTD
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
Checkmark Icon$3,962
10-0474510/18/2011Claimant(s): Anna McDwyer
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Edward Scro, Alternative Wealth Strategies,
Respondent Lawyers(s): Edward Scro, James C. Gaul
Arbitrator(s): Hugh N. Fryer
Hearing Site: New York, NY
Checkmark Icon$36,491
10-0519310/12/2011Claimant(s): Ronald Altman
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): David Benedict, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY
Checkmark Icon$6,494
09-0653411/04/2010Claimant(s): Carolyn Smith
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Wells Fargo Advisors, Viviana Santiago
Respondent Lawyers(s): Erin M. Burke
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
Checkmark Icon$20,000
08-0328806/01/2009Claimant(s): Edward Levy
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Trident Partners Ltd.
Respondent Lawyers(s): William Quigley
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
08-0155603/24/2009Claimant(s): Robert Goldfine
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): J. Martin McDonough
Hearing Site: New York, NY
Checkmark Icon$213
07-0017108/22/2007Claimant(s): Dianne Bergman
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Gregory Goldstein, Stanislav Kaminsky, Steven Cohen, Marquis Financial Services.
Respondent Lawyers(s): David Hirschberg, Martin P. Unger, Stanislav Kaminsky
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
Checkmark Icon$3,289

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