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FINRA Awards for Gregory Goldstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0193103/21/2014Claimant(s): Justin Azarian, Loreta Azarian, Nicole Azarian, Paul Azarian, Loreta Azarian IRA, Loreta Azarian SEP IRA, Paul Azarian IRA, Paul Azarian SEP IRA, P&L Azarian Trust dtd 9/25/2008
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Art Okun, Gregory Goldstein, Marquis Financial Services.
Respondent Lawyers(s): Art Okun, Gregory E. Goldstein
Arbitrator(s): Robert Rosen, James Warren Hill, Brent Eric Zepke
Hearing Site: Los Angeles, CA
Checkmark Icon$309,750
07-0017108/22/2007Claimant(s): Dianne Bergman
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Gregory Goldstein, Stanislav Kaminsky, Steven Cohen, Marquis Financial Services.
Respondent Lawyers(s): David Hirschberg, Martin P. Unger, Stanislav Kaminsky
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
Checkmark Icon$3,289

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