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FINRA Awards for Marquis Financial Services.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0139304/09/2014Claimant(s): John Arzoian, Linda Fass
Claimant Lawyers(s): John Arzoian
Respondent(s): Marquis Financial Services.
Respondent Lawyers(s): Art Okun
Arbitrator(s): Herbert Leslie Greenberg, Arthur F. Brueggeman, Karen J. Burneff
Hearing Site: Los Angeles, CA
Checkmark Icon$5,808
11-0193103/21/2014Claimant(s): Justin Azarian, Loreta Azarian, Nicole Azarian, Paul Azarian, Loreta Azarian IRA, Loreta Azarian SEP IRA, Paul Azarian IRA, Paul Azarian SEP IRA, P&L Azarian Trust dtd 9/25/2008
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Art Okun, Gregory Goldstein, Marquis Financial Services.
Respondent Lawyers(s): Art Okun, Gregory E. Goldstein
Arbitrator(s): Robert Rosen, James Warren Hill, Brent Eric Zepke
Hearing Site: Los Angeles, CA
Checkmark Icon$309,750
09-0555905/26/2010Claimant(s): Mark Segreto
Claimant Lawyers(s): David B. Jarashow
Respondent(s): Matthew Sexton, Marquis Financial Services.
Respondent Lawyers(s): Martin P. Unger, Matthew M Sexton
Arbitrator(s): Alan Shaw
Hearing Site: Newark, NJ
Checkmark Icon$0
07-0017108/22/2007Claimant(s): Dianne Bergman
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Gregory Goldstein, Stanislav Kaminsky, Steven Cohen, Marquis Financial Services.
Respondent Lawyers(s): David Hirschberg, Martin P. Unger, Stanislav Kaminsky
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
Checkmark Icon$3,289

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