| 12-01854 | 09/18/2015 | Claimant(s): Tammy Miller
Claimant Lawyers(s): R. Craig Zafis
Respondent(s): Matthew Deline
Respondent Lawyers(s): Matthew Francis Deline
Arbitrator(s): Guenter S. Cohn, Kelly A. Barker, Arthur F. Brueggeman
Hearing Site: San Diego, CA
|  | $16,800 |
| 13-03313 | 01/23/2015 | Claimant(s): Karen Bonnheim
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur F. Brueggeman, Constance Ellen Boukidis, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $351,400 |
| 13-03104 | 10/15/2014 | Claimant(s): PFIS 401-K PSP & Trust
Claimant Lawyers(s): Kristina E. Thomas
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Timothy P. Griffin
Arbitrator(s): Arthur F. Brueggeman
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03343 | 10/14/2014 | Claimant(s): Bijan Dokhanian, Michael Sadeghan, Shahdokht Dokhanian, Sean and David Sadgan, S&B Dokhanian Family Trust U/T/A 10/3/05
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Ascendant Asset Advisors., Interactive Brokers LLC
Respondent Lawyers(s): Burton Mark Senkfor, Robert W. Topp
Arbitrator(s): Arthur F. Brueggeman, Robert B. Hansohn, John Marius Baker
Hearing Site: Los Angeles, CA
| | $800,000 |
| 12-01393 | 04/09/2014 | Claimant(s): John Arzoian, Linda Fass
Claimant Lawyers(s): John Arzoian
Respondent(s): Marquis Financial Services.
Respondent Lawyers(s): Art Okun
Arbitrator(s): Herbert Leslie Greenberg, Arthur F. Brueggeman, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | $5,808 |
| 12-00577 | 08/30/2013 | Claimant(s): Dyson Lovell, Robert Einstein
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Bel Air Securities LLC
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Herbert Murez, Arthur F. Brueggeman, Richard J. Stall
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-02566 | 12/21/2012 | Claimant(s): Idelji Corporation Defined Benefit Pensi, Khodyayar Family Trust DTD 5-12-05, By I
Claimant Lawyers(s): Edward H Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC Montgomery
Arbitrator(s): Arthur F. Brueggeman, Joyce L. Hurley, Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04585 | 11/16/2012 | Claimant(s): Howard Snyder, Karen Snyder
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Arthur F. Brueggeman, James M. Goldberg, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-00453 | 06/04/2012 | Claimant(s): Marvin Antonowsky, Marvin Antonowsky IRA, Antonowsky 1984 Trust UAD 03/23/1989
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): E*Trade Securities LLC, Li-Wei Chang
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Barbara M. Zak, Arthur F. Brueggeman, Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-03889 | 03/12/2012 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Robert B. Ericson
Respondent(s): Andrew Zicklin
Respondent Lawyers(s): Andrew Zicklin
Arbitrator(s): David Zollman, Arthur F. Brueggeman, Thomas Mason Harwood
Hearing Site: Los Angeles, CA
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