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FINRA Awards for PFIS 401-K PSP & Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0310410/15/2014Claimant(s): PFIS 401-K PSP & Trust
Claimant Lawyers(s): Kristina E. Thomas
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Timothy P. Griffin
Arbitrator(s): Arthur F. Brueggeman
Hearing Site: Los Angeles, CA
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