FINRA Awards for Debra Reda-Cappos

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-04585	11/16/2012	Claimant(s): Howard Snyder, Karen Snyder Claimant Lawyers(s): Leonard Steiner Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co. Respondent Lawyers(s): Kasumi Takahashi Arbitrator(s): Arthur F. Brueggeman, James M. Goldberg, Brent J. Rosenbaum Hearing Site: Los Angeles, CA		Expungement
10-00508	12/30/2011	Claimant(s): Christiane Rocco, Michael Rocco Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co., Seidler Holdings., The Seidler Companies Incorporated Respondent Lawyers(s): G. Thomas Fleming, Peter Brown Dolan Arbitrator(s): Daniel David Kopman, Norman Michael Garland, Terry Lynn Chambless Hearing Site: Los Angeles, CA		Expungement
06-00895	11/01/2007	Claimant(s): Debra Reda-Cappos Claimant Lawyers(s): William Lindsley Respondent(s): Wachovia Securities, Terry Chase Respondent Lawyers(s): Michael J. Abbott, Sheryl L. Skibbe Arbitrator(s): Howard A. Emirhanian, Salvatore A. Sciortino, Steven J. Feldman Hearing Site: Los Angeles, CA