13-02887 | 10/27/2015 | Claimant(s): Joe Solorsa Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster Hearing Site: Los Angeles, CA
| | Expungement |
14-03546 | 12/26/2014 | Claimant(s): Joe Solarsa Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster Hearing Site: Los Angeles, CA
| | Expungement |
14-01769 | 12/18/2014 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): John W. Stenson Respondent(s): Said Javidi Respondent Lawyers(s): Said Alexander Javidi Arbitrator(s): George L. Tindall, Salvatore A. Sciortino, Steven J. Feldman Hearing Site: Los Angeles, CA
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13-03153 | 05/29/2014 | Claimant(s): John Orcutt, UBS Financial Services Inc., Mark Fasano Claimant Lawyers(s): William McC. Montgomery Respondent(s): Fred Mandell Respondent Lawyers(s): Jonathan W. Evans Arbitrator(s): Herbert Murez, Salvatore A. Sciortino, Constance Ellen Boukidis Hearing Site: Los Angeles, CA
| | Expungement |
13-02477 | 05/14/2014 | Claimant(s): Gregory Niemann Living Trust, Leila Niemann Living Trust, The Niemann Family Revocable Trust Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Salvatore A. Sciortino, Judith Porter, Kendall C. Reed Hearing Site: Los Angeles, CA
| | Expungement |
12-03289 | 03/14/2013 | Claimant(s): John Parmigiani Claimant Lawyers(s): Jeffrey S. Kob Respondent(s): Erin Mills Respondent Lawyers(s): Erin Mills Arbitrator(s): John E. Ohashi, Salvatore A. Sciortino, Paul Isaac Matloff Hearing Site: Los Angeles, CA
| | Expungement |
09-03292 | 11/17/2010 | Claimant(s): The RainMaker Financial Co. Pension Plan Claimant Lawyers(s): Joseph Forman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): G Thomas Fleming Arbitrator(s): Robert A. Lombardi, Salvatore A. Sciortino, W. Alex King Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |
09-02142 | 04/30/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Larry Schnaid Respondent Lawyers(s): Aviv L. Tuchman Arbitrator(s): Salvatore A. Sciortino Hearing Site: Los Angeles, CA
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07-03274 | 01/13/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Edward McNally Respondent Lawyers(s): Edward M. McNally Arbitrator(s): Philip W. Burge, Salvatore A. Sciortino, Joel D. Davidman Hearing Site: Los Angeles, CA
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05-06280 | 10/08/2008 | Claimant(s): Prudential Equity Group Claimant Lawyers(s): David W. Schmidt Respondent(s): Stanley Szymczyk Respondent Lawyers(s): Stephen A. Madoni Arbitrator(s): Salvatore A. Sciortino, James M. Goldberg, Karen J. Burneff Hearing Site: Los Angeles, CA
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