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FINRA Awards for The RainMaker Financial Co. Pension Plan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0329211/17/2010Claimant(s): The RainMaker Financial Co. Pension Plan
Claimant Lawyers(s): Joseph Forman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): G Thomas Fleming
Arbitrator(s): Robert A. Lombardi, Salvatore A. Sciortino, W. Alex King
Hearing Site: Los Angeles, CA
Checkmark IconStipulated Award and Expungement

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