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FINRA Awards for Paul Isaac Matloff

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0314803/13/2020Claimant(s): Kurtis Magee
Claimant Lawyers(s): Neda Ataie
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Jeffrey E. Skogsbergh, Joseph C. Watson, Paul Isaac Matloff
Hearing Site: Los Angeles, CA
16-0279212/01/2017Claimant(s): William Roberts
Claimant Lawyers(s): William J. Roberts
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Peter D. Steinbroner, Paul Isaac Matloff, Rosalind Elaine Stevenson
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0328903/14/2013Claimant(s): John Parmigiani
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Erin Mills
Respondent Lawyers(s): Erin Mills
Arbitrator(s): John E. Ohashi, Salvatore A. Sciortino, Paul Isaac Matloff
Hearing Site: Los Angeles, CA
Expungement

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