| 23-01189 | 07/25/2024 | Claimant(s): Nir Haklili, Nir Haklili IRA
Claimant Lawyers(s): Nir Haklili
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
|  | Expungement |
| 22-01229 | 01/05/2024 | Claimant(s): Boustead Securities, Llc
Claimant Lawyers(s): Joseph Dale Wilson
Respondent(s): EBET.
Respondent Lawyers(s): Farhad Novian
Arbitrator(s): Joseph C. Watson, Richard Maurice Robinson, Michael Craig Ditty
Hearing Site: Los Angeles, CA
| | |
| 23-00483 | 09/11/2023 | Claimant(s): Andrei Hall
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | |
| 21-01800 | 08/24/2023 | Claimant(s): Rudolph Baker
Claimant Lawyers(s): Rudolph Baker
Respondent(s): E*Trade Securities LLC, TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher, John Bersin
Arbitrator(s): Joseph C. Watson, W. Alex King, Richard Andrew Roupoli
Hearing Site: Los Angeles, CA
| | $0 |
| 22-02037 | 06/30/2023 | Claimant(s): Jeff Han
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | |
| 21-01460 | 03/02/2023 | Claimant(s): Henry Stellwagen
Claimant Lawyers(s): Neda Ataie
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Joseph C. Watson, BaoKim N. Coleman, Cherie S. Lewis
Hearing Site: Los Angeles, CA
| | |
| 19-02832 | 11/07/2022 | Claimant(s): Abrahm Family Trust
Claimant Lawyers(s): Jacob Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Patrick M. Smith
Arbitrator(s): Joseph C. Watson, Robert B. Hansohn, Michael John Florio
Hearing Site: Los Angeles, CA
| | Expungement |
| 21-02838 | 09/22/2022 | Claimant(s): Fabrice Dejean
Claimant Lawyers(s): Fabrice Dejean
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Anthony D. DeToro, Joseph C. Watson, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
| | $0 |
| 20-03553 | 08/10/2022 | Claimant(s): Chukwuemeka Okafor
Claimant Lawyers(s): Samuel Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Joyce L. Hurley, Joseph C. Watson, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
| | $0 |
| 21-00703 | 12/15/2021 | Claimant(s): Grant Blindbury
Claimant Lawyers(s): Edward Scott Zusman
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | |
