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FINRA Awards for Aaron Nathan Shechet

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0169312/23/2022Claimant(s): Guohua Wang
Claimant Lawyers(s): Andrew W. Robertson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mark T. Drooks
Arbitrator(s): Kirtley M. Thiesmeyer, Michael Lawrence Chappell, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
Checkmark Icon$0
20-0355308/10/2022Claimant(s): Chukwuemeka Okafor
Claimant Lawyers(s): Samuel Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Joyce L. Hurley, Joseph C. Watson, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
Checkmark Icon$0
21-0151207/01/2022Claimant(s): Mitchell Dehler, Sadhna Dehler, Mitchell Dehler SEP IRA, Sadhna Dehler Roth IRA
Claimant Lawyers(s): Adam J. Gana
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Susan B. Gans-Smith, Gerald Anthony Pokorski, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
19-0024407/07/2020Claimant(s): Eldar Brodski Zardinvsky, Ester Brodski, Ruben Brodski, Yehonathan Brodski, Eb Books, Eb Design, Eb Imports, Eb Online, Eldar Brodski Inc., Lazdar, Ruben Brodski., Valley West Realty., Y Capital Advisors
Claimant Lawyers(s): David B Gordon
Respondent(s): Citigroup Global Markets., Canaccord Genuity LLC, Citadel Securities LLC, Citi Order Routing And Execution, G1 Execution Services, Virtu Americas LLC
Respondent Lawyers(s): Adam M. Kauff, John A. Vassallo, Joshua D. Liston, Michael V. Rella, Nicholas M. Gross
Arbitrator(s): Joseph C. Watson, James Warnick Coupe, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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