FINRA Awards for Joshua D. Liston

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00316	10/30/2023	Claimant(s): Cantor Fitzgerald & Co. Claimant Lawyers(s): David Paul Respondent(s): Adil Sener, John Bills, Kevin Phillips, Robert Kavanagh, Schuyler Fabian, Pei Global Partners LLC Respondent Lawyers(s): Joshua D. Liston Arbitrator(s): Michael S. Lazan, Eric Zaidins, Richard M Kosnik Hearing Site: New York, NY
19-00244	07/07/2020	Claimant(s): Eldar Brodski Zardinvsky, Ester Brodski, Ruben Brodski, Yehonathan Brodski, Eb Books, Eb Design, Eb Imports, Eb Online, Eldar Brodski Inc., Lazdar, Ruben Brodski., Valley West Realty., Y Capital Advisors Claimant Lawyers(s): David B Gordon Respondent(s): Citigroup Global Markets., Canaccord Genuity LLC, Citadel Securities LLC, Citi Order Routing And Execution, G1 Execution Services, Virtu Americas LLC Respondent Lawyers(s): Adam M. Kauff, John A. Vassallo, Joshua D. Liston, Michael V. Rella, Nicholas M. Gross Arbitrator(s): Joseph C. Watson, James Warnick Coupe, Aaron Nathan Shechet Hearing Site: Los Angeles, CA		$0