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FINRA Awards for Boustead Securities

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0171704/04/2024Claimant(s): Jeffrey Sikirica, Chapter 7, Melvin Pirchesky
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Joanne Park, Keith Moore, Boustead Securities
Respondent Lawyers(s): Jason L. Ott
Arbitrator(s): Peter Glasser, Mark K. Gubinsky, Louis Charles Schmitt
Hearing Site: Pittsburgh, PA
22-0122901/05/2024Claimant(s): Boustead Securities, Llc
Claimant Lawyers(s): Joseph Dale Wilson
Respondent(s): EBET.
Respondent Lawyers(s): Farhad Novian
Arbitrator(s): Joseph C. Watson, Richard Maurice Robinson, Michael Craig Ditty
Hearing Site: Los Angeles, CA
18-0031402/25/2020Claimant(s): Bonwick Capital Partners
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Boustead Securities, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Gerry J. Kowalski, Jeffrey K. Compton
Arbitrator(s): Howard L. Haykin, Paul George Huck, David Spencer
Hearing Site: New York, NY
17-0200408/17/2018Claimant(s): Boustead Securities
Claimant Lawyers(s): Christopher P. Parrington
Respondent(s): David Walters
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA

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