| 17-02004 | 08/17/2018 | Claimant(s): Boustead Securities
Claimant Lawyers(s): Christopher P. Parrington
Respondent(s): David Walters
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | |
| 13-02929 | 09/23/2014 | Claimant(s): James Kirk
Claimant Lawyers(s): Christopher P. Parrington
Respondent(s): Frank Mccarthy, Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Gerald M. Gifford, Emily B. Boote, Robert S. Burk
Hearing Site: Minneapolis, MN
| | |
| 12-02075 | 03/06/2014 | Claimant(s): Katherine Williams
Claimant Lawyers(s): Christopher P. Parrington
Respondent(s): Daniel Rickett
Respondent Lawyers(s): Donald R. McNeil
Arbitrator(s): F. Chet Taylor, Andrew R. Dick, Phyllis Karasov
Hearing Site: Minneapolis, MN
| | |
| 13-01751 | 01/16/2014 | Claimant(s): James Hintz
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners., Beacon Acquisition Partners.
Respondent Lawyers(s): Christopher P. Parrington
Arbitrator(s): William E. Hartsfield, David B. Dyer, Donald C. Hood
Hearing Site: Dallas, TX
| | |
| 12-01157 | 03/15/2013 | Claimant(s): David Forster, Sandra Forster
Claimant Lawyers(s): Christopher P. Parrington
Respondent(s): David Theis
Respondent Lawyers(s): David Alan Theis
Arbitrator(s): Joan L. Volz
Hearing Site: Minneapolis, MN
|  | $290,000 |
| 12-00259 | 01/11/2013 | Claimant(s): Dorothy Sisam, Edwin Sisam, USA Hawaii Self Storage 1
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Workman Securities Corporation
Respondent Lawyers(s): Christopher P. Parrington
Arbitrator(s): Emily B. Boote, Debra Jean Griebel, Robert Lee Nelson
Hearing Site: Minneapolis, MN
| | $300,000 |
| 10-02838 | 09/14/2011 | Claimant(s): Darrell Linder, Virginia Cooley-Linder, Cooley-Linder Retail Property, Cooley-Linder's French Quarter, Virginia C. Linder & Darrell F. Linder L
Claimant Lawyers(s): A. Thomas Tenenbaum, Richard A. Nervig
Respondent(s): Larry Behrends, Capwest Securities, Workman Securities Corporation
Respondent Lawyers(s): Christopher P. Parrington, Larry I. Behrends, Orly Davidi
Arbitrator(s): Timothy E. Taggart, Avery B. Goodman, William Louis Anthes
Hearing Site: Denver, CO
| | $854,639 |
