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FINRA Awards for David Alan Theis

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0130207/25/2014Claimant(s): Jack Dickinson, Dickinson Eagle Ridge, Dickinson East 21st Street
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Bryan Mick, David Theis, Michael Dougherty
Respondent Lawyers(s): David Alan Theis, Jason S. Feinstein, Steven J. Rotunno
Arbitrator(s): James A. Lundberg, Paul J. Hennen, Phyllis Karasov
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
12-0115703/15/2013Claimant(s): David Forster, Sandra Forster
Claimant Lawyers(s): Christopher P. Parrington
Respondent(s): David Theis
Respondent Lawyers(s): David Alan Theis
Arbitrator(s): Joan L. Volz
Hearing Site: Minneapolis, MN
Checkmark Icon$290,000

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