| 11-03436 | 01/28/2013 | Claimant(s): Kristin Farrell, Terence Farrell
Claimant Lawyers(s): Patrick S. Williams
Respondent(s): David Kinnear, UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Lawrence J. Welte, Joan L. Volz, Debra Jean Griebel
Hearing Site: Minneapolis, MN
|  | Expungement |
| 12-00259 | 01/11/2013 | Claimant(s): Dorothy Sisam, Edwin Sisam, USA Hawaii Self Storage 1
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Workman Securities Corporation
Respondent Lawyers(s): Christopher P. Parrington
Arbitrator(s): Emily B. Boote, Debra Jean Griebel, Robert Lee Nelson
Hearing Site: Minneapolis, MN
| | $300,000 |
| 11-00703 | 04/30/2012 | Claimant(s): The Estate of Beverly Erickson
Claimant Lawyers(s): Stephen Patrick Doyle
Respondent(s): Oppenheimer & Co.., Robert Long
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Joan L. Volz, Debra Jean Griebel, John D. Campion
Hearing Site: Minneapolis, MN
| | $100,000 |
| 11-00560 | 12/22/2011 | Claimant(s): John T. Golle
Claimant Lawyers(s): John T Golle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Douglas G. Plank, Arlen G. Restad, Debra Jean Griebel
Hearing Site: Minneapolis, MN
| | $375 |
