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FINRA Awards for Terence Farrell

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0343601/28/2013Claimant(s): Kristin Farrell, Terence Farrell
Claimant Lawyers(s): Patrick S. Williams
Respondent(s): David Kinnear, UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Lawrence J. Welte, Joan L. Volz, Debra Jean Griebel
Hearing Site: Minneapolis, MN
Checkmark IconExpungement

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