Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00554 | 05/12/2016 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Wells Fargo Advisors, David Kinnear Respondent Lawyers(s): Gary I. Blackman Arbitrator(s): G. Gale Roberson, Robert J. Larson, Rody P. Biggert Hearing Site: Chicago, IL | ||
| 11-03436 | 01/28/2013 | Claimant(s): Kristin Farrell, Terence Farrell Claimant Lawyers(s): Patrick S. Williams Respondent(s): David Kinnear, UBS Financial Services Inc. Respondent Lawyers(s): Kathryn Dietrich Perreault Arbitrator(s): Lawrence J. Welte, Joan L. Volz, Debra Jean Griebel Hearing Site: Minneapolis, MN |  | Expungement |