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FINRA Awards for Douglas G. Plank

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0033803/24/2016Claimant(s): Alexander Barned
Claimant Lawyers(s): Michael A. Brockland
Respondent(s): Kevin Bachmann
Respondent Lawyers(s): Julie H. Firestone
Arbitrator(s): Gerald M. Gifford, Douglas G. Plank, Steven Eric Brandes
Hearing Site: Minneapolis, MN
14-0050001/21/2015Claimant(s): Stephen Washburn, Theresa Washburn
Claimant Lawyers(s): Brian L. McMahon
Respondent(s): Workman Securities Corporation
Respondent Lawyers(s): Paul J. Maxa
Arbitrator(s): Douglas G. Plank
Hearing Site: Minneapolis, MN
Checkmark Icon$100,000
13-0091411/06/2014Claimant(s): Greene Holcomb & Fisher LLC
Claimant Lawyers(s): Beverly J Aho
Respondent(s): ATM Network.,
Respondent Lawyers(s): Bryan R. Battina
Arbitrator(s): Douglas G. Plank, Kathryn J. Hoy, Alain Frecon
Hearing Site: Minneapolis, MN
11-0057607/06/2012Claimant(s): Janet Bowman, Geneva OSWX I, Janet Furman Bowman Trust
Claimant Lawyers(s): Dan J. Suppalla
Respondent(s): Richard Murphy, Thomas Biesheuvel, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Stephen J. Holtman
Arbitrator(s): Douglas G. Plank, Susan M. Sanger, Todd W. Schnell
Hearing Site: Minneapolis, MN
Checkmark Icon$0
11-0056012/22/2011Claimant(s): John T. Golle
Claimant Lawyers(s): John T Golle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Douglas G. Plank, Arlen G. Restad, Debra Jean Griebel
Hearing Site: Minneapolis, MN
Checkmark Icon$375
08-0439811/12/2009Claimant(s): Northern Oil and Gas.
Claimant Lawyers(s): Matthew T. Boos
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Terrence J. Fleming
Arbitrator(s): Douglas G. Plank, Emily F. Seesel, Duane W. Krohnke
Hearing Site: Minneapolis, MN
Checkmark Icon$875,352

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