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FINRA Awards for Arlen G. Restad

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0353409/02/2015Claimant(s): Constance P. Kolberg, IRRA, Bruce A. Kolberg & Constance P. Kolberg
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): James H. Colburn, Arlen G. Restad, Lavon C. Phillips
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
11-0056012/22/2011Claimant(s): John T. Golle
Claimant Lawyers(s): John T Golle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Douglas G. Plank, Arlen G. Restad, Debra Jean Griebel
Hearing Site: Minneapolis, MN
Checkmark Icon$375
09-0083003/10/2011Claimant(s): Dolores A. Smith Insurance & Associates
Claimant Lawyers(s): Brent A. Lorentz
Respondent(s): Kenneth Marchiol, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): J. Jackson, Jeffrey B. Kelvin
Arbitrator(s): Douglas J. Nesbit, Arlen G. Restad, Susan M. Barnes
Hearing Site: Minneapolis, MN
Checkmark Icon$0

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