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FINRA Awards for Brent A. Lorentz

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0083003/10/2011Claimant(s): Dolores A. Smith Insurance & Associates
Claimant Lawyers(s): Brent A. Lorentz
Respondent(s): Kenneth Marchiol, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): J. Jackson, Jeffrey B. Kelvin
Arbitrator(s): Douglas J. Nesbit, Arlen G. Restad, Susan M. Barnes
Hearing Site: Minneapolis, MN
Checkmark Icon$0
09-0098810/26/2010Claimant(s): Ed Conlin & Associates
Claimant Lawyers(s): Brent A. Lorentz
Respondent(s): Kenneth Marchiol, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeffrey B. Kelvin, Kirsten Schubert
Arbitrator(s): James A. Lundberg, Richard A. Mosman, Larry N. Litt
Hearing Site: Minneapolis, MN
Checkmark Icon$0

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