| 11-04056 | 01/25/2013 | Claimant(s): Craig Gould
Claimant Lawyers(s): J. Jackson
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Emily B. Boote, Leo G. Stern, Kathleen Sweeney Tillotson
Hearing Site: Minneapolis, MN
| | |
| 10-03903 | 12/19/2011 | Claimant(s): Leroy Hayes
Claimant Lawyers(s): Leroy Hayes
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): J. Jackson
Arbitrator(s): Charles A. Bankston, William Edward Buck, Stacey L. Barnes
Hearing Site: Houston, TX
| | |
| 09-00830 | 03/10/2011 | Claimant(s): Dolores A. Smith Insurance & Associates
Claimant Lawyers(s): Brent A. Lorentz
Respondent(s): Kenneth Marchiol, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): J. Jackson, Jeffrey B. Kelvin
Arbitrator(s): Douglas J. Nesbit, Arlen G. Restad, Susan M. Barnes
Hearing Site: Minneapolis, MN
|  | $0 |
| 09-05480 | 12/07/2010 | Claimant(s): Gloria Erkkila, Russell Erkkila
Claimant Lawyers(s): Daniel D. Hill
Respondent(s): Wells Fargo Advisors, Timothy Baltzer
Respondent Lawyers(s): J. Jackson
Arbitrator(s): Lawrence J. Welte, Joan L. Volz, Robert S. Burk
Hearing Site: Minneapolis, MN
| | $0 |
| 09-00947 | 11/09/2009 | Claimant(s): Thomas Zulkosky
Claimant Lawyers(s): J. Jackson
Respondent(s): Ronald Hardy, Aura Financial Services.
Respondent Lawyers(s): Howard E. Greenberg, John Woodruff, Jr. Compliance
Arbitrator(s):
Hearing Site: Minneapolis, MN
| | $115,923 |
| 06-05107 | 07/28/2009 | Claimant(s): Thomas Powell, Thomas L. Powell, IRA
Claimant Lawyers(s): Donald M. Feferman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): J. Jackson
Arbitrator(s): Robert E. Robertson, Lawrence R. Commers, Arthur Richard Tow
Hearing Site: Minneapolis, MN
| | $0 |
