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FINRA Awards for Daniel D. Hill

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0082906/15/2016Claimant(s): Keith Melton, CUB Melton Properties, Confidential Communications Consultants, H.K.M. Investments., H.K.M. Nevada, LTD, Melton Management., The H. Keith Melton Grantor Trust
Claimant Lawyers(s): Andrew Mytelka, Jeannie Urbani
Respondent(s): Amie Thompson, Kim Isaacson, Morgan Stanley, Paul Shoemaker
Respondent Lawyers(s): Beth A. Black, Daniel D. Hill
Arbitrator(s): Carl Shechter, Lisa Marie Macci, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
Checkmark Icon$3,586,990
10-0207003/21/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Edna Jackson
Respondent Lawyers(s): Daniel D. Hill
Arbitrator(s): Leon Fox
Hearing Site: Minneapolis, MN
09-0548012/07/2010Claimant(s): Gloria Erkkila, Russell Erkkila
Claimant Lawyers(s): Daniel D. Hill
Respondent(s): Wells Fargo Advisors, Timothy Baltzer
Respondent Lawyers(s): J. Jackson
Arbitrator(s): Lawrence J. Welte, Joan L. Volz, Robert S. Burk
Hearing Site: Minneapolis, MN
Checkmark Icon$0

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