Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02892 | 12/06/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Patrick G. King Respondent(s): Christopher Johnson, Randall Johnson Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Robert E. Robertson, Emily B. Boote, Douglas J. Nesbit Hearing Site: Minneapolis, MN | ||
| 10-01502 | 06/21/2011 | Claimant(s): Thomas Laird Claimant Lawyers(s): David E. Schlesinger Respondent(s): Gerry Hairgrove, James Tricolli, RBC Capital Markets LLC, Stephen Yanisch Respondent Lawyers(s): Kim M. Ruckdaschel-Haley Arbitrator(s): Robert E. Robertson, Mark S. Gleason, Peter N. Thompson Hearing Site: Minneapolis, MN | ||
| 06-05107 | 07/28/2009 | Claimant(s): Thomas Powell, Thomas L. Powell, IRA Claimant Lawyers(s): Donald M. Feferman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): J. Jackson Arbitrator(s): Robert E. Robertson, Lawrence R. Commers, Arthur Richard Tow Hearing Site: Minneapolis, MN |  | $0 |