| 16-03582 | 09/28/2017 | Claimant(s): Mark Heymans, Estate of Donn Burleigh, Estate of Olivia Schulz
Claimant Lawyers(s): Stacy P. Slaughter
Respondent(s): Mark Holt
Respondent Lawyers(s): Mark David Holt - Register No. 17865-041
Arbitrator(s): Lawrence J. Welte, Steven M. Bialick, Steven Eric Brandes
Hearing Site: Minneapolis, MN
|  | $0 |
| 15-00338 | 03/24/2016 | Claimant(s): Alexander Barned
Claimant Lawyers(s): Michael A. Brockland
Respondent(s): Kevin Bachmann
Respondent Lawyers(s): Julie H. Firestone
Arbitrator(s): Gerald M. Gifford, Douglas G. Plank, Steven Eric Brandes
Hearing Site: Minneapolis, MN
| | |
| 13-03769 | 12/15/2015 | Claimant(s): Kenneth Alexon
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Brett W. Olander, Jo Anne F. Lewellen, Steven Eric Brandes
Hearing Site: Minneapolis, MN
| | Expungement |
| 13-01997 | 09/25/2014 | Claimant(s): Brad Nord, Cheryl Nord, Nord Cos. Inc., Bradley S. Nord IRA
Claimant Lawyers(s): Brad Nord
Respondent(s): Anthony Bauer, Berthel, Fisher & Company Financial Serv, Prospera Financial Services.
Respondent Lawyers(s): Cory D. Olsen, Jeff I. Nicodemus
Arbitrator(s): Douglas J. Nesbit, Robert Lee Nelson, Steven Eric Brandes
Hearing Site: Minneapolis, MN
| | $0 |
| 11-02400 | 12/23/2013 | Claimant(s): Bruce Carson
Claimant Lawyers(s): Christopher Parrington
Respondent(s): Charles Childs, Joshua Suter, Lynn Koczera, Blue Moon Financial, Nomilis
Respondent Lawyers(s): Charles E. Childs, Joshua Kweller, Lynn C. Koczera, Robert Lemon
Arbitrator(s): Kenneth O. Fossey, Emily B. Boote, Steven Eric Brandes
Hearing Site: Minneapolis, MN
| | $290,375 |
| 08-01635 | 04/03/2009 | Claimant(s): Pamela Peterson, Vanky Men, William Peterson
Claimant Lawyers(s): Richard J. Gerace
Respondent(s): Jon Berg, Lisa Newman, Marc Kozberg, Michael Leonard, Richard Husebo, Oak Ridge Holding Corporation, The Oak Ridge Financial Services Group,
Respondent Lawyers(s): Christopher A. Grgurich
Arbitrator(s): Lawrence J. Welte, Judith A. Rogosheske, Steven Eric Brandes
Hearing Site: Minneapolis, MN
| | $187,380 |
