FINRA Awards for The Oak Ridge Financial Services Group,

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00024	12/14/2020	Claimant(s): Deborah Sandeno Claimant Lawyers(s): F. Chet Taylor Respondent(s): The Oak Ridge Financial Services Group, Respondent Lawyers(s): Lisa M. Lamm Bachman Arbitrator(s): Phyllis Karasov, Paul J. Hennen, Frank Abramson Hearing Site: Minneapolis, MN
08-01635	04/03/2009	Claimant(s): Pamela Peterson, Vanky Men, William Peterson Claimant Lawyers(s): Richard J. Gerace Respondent(s): Jon Berg, Lisa Newman, Marc Kozberg, Michael Leonard, Richard Husebo, Oak Ridge Holding Corporation, The Oak Ridge Financial Services Group, Respondent Lawyers(s): Christopher A. Grgurich Arbitrator(s): Lawrence J. Welte, Judith A. Rogosheske, Steven Eric Brandes Hearing Site: Minneapolis, MN		$187,380
08-00018	02/03/2009	Claimant(s): David DeYoung, Lorrie Turvold Claimant Lawyers(s): James H. Kaster Respondent(s): Marc Kozberg, Michael Leonard, The Oak Ridge Financial Services Group, Respondent Lawyers(s): Terrence J. Fleming Arbitrator(s): Frederick Ramos, David A. Peterson, Frank Abramson Hearing Site: Minneapolis, MN