| 13-00914 | 11/06/2014 | Claimant(s): Greene Holcomb & Fisher LLC
Claimant Lawyers(s): Beverly J Aho
Respondent(s): ATM Network.,
Respondent Lawyers(s): Bryan R. Battina
Arbitrator(s): Douglas G. Plank, Kathryn J. Hoy, Alain Frecon
Hearing Site: Minneapolis, MN
| | |
| 10-01454 | 05/22/2012 | Claimant(s): Sharon Palas
Claimant Lawyers(s): Chad A. Snyder
Respondent(s): Bruce Lick, Wells Fargo Advisors, David Cooper
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Kathryn J. Hoy, Kathy A. Tatone, Frank Abramson
Hearing Site: Minneapolis, MN
|  | $0 |
| 10-04299 | 02/17/2012 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Carrie Bechtold
Respondent(s): Leslie Ingram Miller
Respondent Lawyers(s): Leslie Ann Ingram Miller
Arbitrator(s): Douglas Randall Blohm, Kathryn J. Hoy, Mark S. Gleason
Hearing Site: Minneapolis, MN
| | |
| 08-03921 | 11/09/2009 | Claimant(s): Ronald Hardy
Claimant Lawyers(s): Howard E. Greenberg
Respondent(s): Thomas Zulkowsky, Aura Financial Services.
Respondent Lawyers(s): Glenn M. Salvo, John Woodruff, Jr. Compliance
Arbitrator(s): Kathryn J. Hoy, Christine C. DeMoss, Jeffrey W. Jacobs
Hearing Site: Minneapolis, MN
| | $115,923 |
