| 13-02929 | 09/23/2014 | Claimant(s): James Kirk
Claimant Lawyers(s): Christopher P. Parrington
Respondent(s): Frank Mccarthy, Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Gerald M. Gifford, Emily B. Boote, Robert S. Burk
Hearing Site: Minneapolis, MN
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| 12-03447 | 01/09/2014 | Claimant(s): Joan McCauley
Claimant Lawyers(s): Joan McCauley
Respondent(s): Ameriprise Financial Services., Rush Hodgin
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Paul H. McKenna, Gregory P. Szuter, James G. Kirk
Hearing Site: Pittsburgh, PA
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| 10-04590 | 05/24/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Reim
Respondent Lawyers(s): Vicki Kuftic Horne
Arbitrator(s): Barry Goldman, Paul H. McKenna, James G. Kirk
Hearing Site: Pittsburgh, PA
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| 10-01130 | 08/05/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Vincent Ross
Respondent Lawyers(s): Vincent Ross
Arbitrator(s): Lee Hornberger, Justin Henry McCarthy, James G. Kirk
Hearing Site: Pittsburgh, PA
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