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FINRA Awards for A. Thomas Tenenbaum

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0449410/07/2011Claimant(s): Gene Hedlund, Janice Hedlund, Odyssey 2000-Friar's Branch Crossing, Gene A. Hedlund IRA, Janice M. Hedlund IRA, Odyssey 2000 Rev Trust dtd 8/14/1989
Claimant Lawyers(s): A. Thomas Tenenbaum, Richard A. Nervig
Respondent(s): John Lauer, Waveland Capital Partners LLC
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Sidney Jacobsen, Guenter S. Cohn, Katherine Jane Morris
Hearing Site: San Diego, CA
Checkmark Icon$0
10-0283809/14/2011Claimant(s): Darrell Linder, Virginia Cooley-Linder, Cooley-Linder Retail Property, Cooley-Linder's French Quarter, Virginia C. Linder & Darrell F. Linder L
Claimant Lawyers(s): A. Thomas Tenenbaum, Richard A. Nervig
Respondent(s): Larry Behrends, Capwest Securities, Workman Securities Corporation
Respondent Lawyers(s): Christopher P. Parrington, Larry I. Behrends, Orly Davidi
Arbitrator(s): Timothy E. Taggart, Avery B. Goodman, William Louis Anthes
Hearing Site: Denver, CO
Checkmark Icon$854,639

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