23-03227 | 11/04/2024 | Claimant(s): Andres Matzner Claimant Lawyers(s): Andres Matzner Respondent(s): Robinhood Financial. Respondent Lawyers(s): Samer N. Aref Arbitrator(s): Barbara M. Zak, Katherine Jane Morris, William (Lee) Biddle Hearing Site: San Diego, CA
| | Dismissed by Rule 12504(b) |
19-03145 | 09/10/2021 | Claimant(s): Wilgus Family Survivors Trust Claimant Lawyers(s): Jeffrey K. Wilgus Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Herbert Liberman, Katherine Jane Morris, Helen W. Kinnaird Hearing Site: San Diego, CA
| | Dismissed by Rule 12504(b) |
15-01927 | 02/04/2019 | Claimant(s): Dolan Family Trust Account Claimant Lawyers(s): Hilton Wiener Respondent(s): Brian Hagerman, John Vaughan Respondent Lawyers(s): Brian Joseph Hagerman, John Joseph Vaughan Arbitrator(s): James D. Knotter, Katherine Jane Morris, Thomas L. Marshall Hearing Site: San Diego, CA
| | Dismissed by Rule 12601(c) |
15-03485 | 06/05/2017 | Claimant(s): Alicia Mapes, Gordon Mapes, Gordon M. Mapes and Alicia K. Mapes Livi Claimant Lawyers(s): Arthur S. Leider Respondent(s): Ryan Bowers Respondent Lawyers(s): Vincent D. Slavens Arbitrator(s): James D. Knotter, Katherine Jane Morris, Kevin K. Forrester Hearing Site: San Diego, CA
| | $0 |
15-03376 | 10/31/2016 | Claimant(s): Kevin Meyer Claimant Lawyers(s): Arthur S. Leider Respondent(s): TD Ameritrade. Respondent Lawyers(s): Michael T. West Arbitrator(s): Mark R. Lee, Katherine Jane Morris, Steven A. Fox Hearing Site: San Diego, CA
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12-03679 | 04/08/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Brent Lowe Respondent Lawyers(s): Brent W. Lowe Arbitrator(s): Katherine Jane Morris, Mandel E. Himelstein, Alan Joseph Goldstein Hearing Site: San Diego, CA
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10-01665 | 11/27/2012 | Claimant(s): Sharda Motwani, Virumal Motwani Claimant Lawyers(s): Virumal Motwani Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Katherine Jane Morris, Evan A. Gould, Seth Schwartz Hearing Site: San Diego, CA
| | Expungement |
11-02504 | 02/10/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Evelyn C. Best Respondent(s): The Macaluso Family Trust dd 9/25/1995 Respondent Lawyers(s): Leo Macaluso Arbitrator(s): Mark R. Lee, Lauren Litman, Katherine Jane Morris Hearing Site: San Diego, CA
| | Expungement |
10-04494 | 10/07/2011 | Claimant(s): Gene Hedlund, Janice Hedlund, Odyssey 2000-Friar's Branch Crossing, Gene A. Hedlund IRA, Janice M. Hedlund IRA, Odyssey 2000 Rev Trust dtd 8/14/1989 Claimant Lawyers(s): A. Thomas Tenenbaum, Richard A. Nervig Respondent(s): John Lauer, Waveland Capital Partners LLC Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): Sidney Jacobsen, Guenter S. Cohn, Katherine Jane Morris Hearing Site: San Diego, CA
| | $0 |
10-01448 | 04/01/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc. Claimant Lawyers(s): Jason E. Murtagh Respondent(s): David Lynn Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): William L. Merkin, Jo-Ann C. Little, Katherine Jane Morris Hearing Site: San Diego, CA
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